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Changing firms can be complicated. Here's what we've learned from hundreds of advisors who have changed Broker Dealers and RIAs. These resources and thought-provoking articles are intended to help you consider your future path toward changing broker dealers, joining a team, finding a successor, or launching a new RIA.

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Risk Mitigation for Sole Proprietors: What You Need to Know

Learn what it takes to start your own practice that operates strategically, is compliant with financial regulations, and protects you as an owner.

Financial Advisors: 3 Actions You Must Take Before Switching Firms

Here's a framework for how to put a spotlight on yourself, tactfully negotiate, and get what you're worth when you're looking to join another firm.

8 Steps to Recruit Right Fit Advisors and Grow Your Practice

Analyze who you are and what you do as a financial advisor practice to attract and recruit right fit advisors using purposeful digital marketing strategies

How to Negotiate like a Pro: 6 Techniques for Financial Advisors

Improve your offer as a financial advisor with these six expert negotiation techniques.

Selling Your Wealth Management Practice? 5 Factors to Consider

Financial advisors preparing for a future sale will maximize their practice’ value and unleash growth potential by considering these 5 key factors.

150+ Due Diligence Questions for Financial Advisors Considering a Firm Transition

Never join a new firm until you get answers to these questions. This list for financial advisors will help you ask the right questions before making a move

5 Qualities Financial Advisors Look for in a New Firm

From our research: the top 5 differentiators that financial advisors consider as they start exploring a transition to a new firm

Focus on Your Future: Succession Planning for Financial Advisors

Financial advisors spend their entire careers helping clients achieve their financial goals, but not quite as much time preparing for retirement.

7 Key Questions for Advisors When Offered a New Book of Business

You've been offered a new book of business- now what!? What should you be considering to help you determine if this is the right move and right time?

9 Reasons Why Financial Advisors Should Consider Changing Firms

Are you a financial advisor considering switching firms? Nine common reasons why financial advisors make a transition, and what that means for you.

Prioritizing Contribution Margin When Attracting Financial Advisors

Attracting 'good fit' financial advisors, especially from W2 firms, is key to your business. Why and how should you be thinking about contribution margin?

How to Shut Down the Annoying Advisor Recruiting Calls

Cold calling is a recruiting industry standard for financial practices. Experienced this? Recruiters will continue calling until you tell them this...

7 Critical Steps When Recruiting Financial Advisors to Your Firm

Prepare to attract and recruit right fit advisors to your practice with these seven critical steps and resources.