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Changing firms can be complicated. Here's what we've learned from hundreds of advisors who have changed Broker Dealers and RIAs. These resources and thought-provoking articles are intended to help you consider your future path toward changing broker dealers, joining a team, finding a successor, or launching a new RIA.

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What Financial Advisors Need to Know Before Going RIA

These are common misconceptions in the financial industry that have held back advisors from leaving their broker-dealer behind and launching an RIA.

What Financial Advisors Need to Know Before Changing Firms

These are the 12 best practices to keep in mind if you are a financial advisor considering a transition to another firm.

What Are The Most Important Steps to Consider When Launching Your Own RIA?

Get a better idea of what it will take to ensure you have everything in line to launch your own RIA.

Have You Considered the Human Side of a Financial Firm Acquisition?

If you are an advisor considering a financial acquisition, consider these 5 non-financial, human factors to ensure success.

What Financial Advisors Really Want in a New Firm

We explore the five most attention grabbing, downright irresistible options offered by firms looking to recruit the best and the brightest in the business.

Starting an RIA? Simplify Advisory Compliance with an Outsourced CCO

Financial advisors looking to start an independent practice or RIA can simplify compliance with Joot, an outsourced CCO and technology platform.

5 Qualities Financial Advisors Look for in a New Firm

From our research: the top 5 differentiators that financial advisors consider as they start exploring a transition to a new firm

7 Key Questions for Advisors When Offered a New Book of Business

You've been offered a new book of business- now what!? What should you be considering to help you determine if this is the right move and right time?

7 Critical Steps When Recruiting Financial Advisors to Your Firm

Prepare to attract and recruit right fit advisors to your practice with these seven critical steps and resources.